Yearly Archives: 2007

SEC Filings

Some of the most important information to the investor can be found on EDGAR, a free web site run by the Securities and Exchange Commission (SEC). Every publicly traded company is required by law to file detailed financial statements to the SEC including annual financial statements (form 10-K), quarterly financial …

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Exercising Stock Options, Part 2

The buyer would have no awareness of these events if they occur, because the problem is between tire violating seller and the system of broker, exchange, and the OCC. So orderly settlement ensures that everyone trading in options in good faith experiences a smooth, dependable system in which terms of …

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